Community | July 27, 2012 | 18 comments

To Tarasoff Or Not Tarasoff James Holmes, Colorado Shooter?

TBoneSteak
Tarasoff is a legal decision well known to mental health professionals
such as psychologists and psychiatrists. The decision derives from an
important case in California which held that the mental health professional
who has knowledge of a patient's intent to do harm to another person or
the property of another SHALL break confidentiality (and ignore the
privileged communication held by the patient) to notify authorities and
the victim(s).

Tarasoff II extends the obligation a step further and compels the
mental health professional, who has knowledge of a patient's
dangerousness, to break confidentiality in order to "protect" the
victim(s).

The question in the case of James Holmes now arises, since it has
come to light that he was undergoing treatment by a psychiatrist
who was head of the University's student mental health services,
and who also specialized in schizophrenia.

Did Doctor Fenton have any clue that her patient, James Holmes, was
planning the Aurora massacre? Did he hint to her in ways that she, as
a specialist in schizophrenia, could comprehend?

We know that he sent her his notebook with a detailed account of the
crime, to include drawings, just before the massacre, though it stayed
in a campus mail room and was never delivered to the psychiatrist.

Defense attorneys now argue that the mere leaking of the existence
of the notebook by the government (prosecution) was a violation of
the Court's "gag order" and interferes with the defendant's
Constitutional rights.

What say you? And what's your take on the psychiatrist's likely
knowledge that James Holmes was dangerous to the extent that
she should've exercised reporting to authorities, as required under
the Tarasoff rulings.
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18 comments // To Tarasoff Or Not Tarasoff James Holmes, Colorado Shooter?

  • good_stuff
    • 0
      good_stuff  
    • Yes, pshycologists need to get a lot better at predicting/alerting of "precrime" [sacasm].

      Not sure what you would hold a citizen for before they commit a crime (note that Holmes probably hadn't committed any crimes until that night). I guess we could send him to Gitmo where heabus corpus doesn't matter, but short of that what could you do; order a mental health evaluation?

      Hell, why don't we just lock up anybody who sees a psychologist while we are at it?

      This laws are meant for when a person specifically says, "I'm going to [violent action] against [person(s), place or thing].

    • 10 months ago
  • cztheday
    • +5
      cztheday  
    • I spent about 20-30 minutes researching the issue and discovered above all that Colorado statutes are kind of a pain in the ass to research. But My understanding is that Colorado not only follows the Tarasoff decision via Colorado statute but that in Colorado, amental health professional has the duty not only to warn potential victims but also to notify the police and that the professional is granted immunity from legal action in doing so.

      However, there is a gaping hole in the fact pattern here in terms of the legal obligations of the mental healthcare professional in this case. Unless more has come to light than I have seen, we simply do not know at this point the degree to which Holmes actually communicated his intention to do violence to Dr. Fenton. I will try again tomorrow (after a good night's sleep) to find Colorado's specific statute.

      But an article I read indicated that most statutes across the country the duty of a mental health professional arises only if one of two conditions are met: 1) the patient threatens a named or otherwise clearly identifiable individual (which seem highly unlikely with regard to Holmes), or 2) if the patient makes no explicit threat but has a history of violence and there is very good reason to believe the patient will commit very serious violence.

      Assuming, for the moment, that Colorado's statute follows this model, the second branch of this analysis would be the one that would guide the inquiry here. I was doing a trial last Thursday and Friday, so I have not followed the story well enough to know whether he had a history of violence. But he would have had to have communicated that history to Fenton (Fenton would not be assumed to have known Holmes' history. Fenton can only be expected to know what Holmes told her) as well as communicating his intention to do very serious violence for the duty to report to arise.

      But as I said earlier, if Colorado does follow this common statutory model and Holmes did communicate to Fenton both a history of violence and the intention to commit very serious violence in the future (I am confident that the notebook would not count if Fenton never saw it), then Fenton had a duty to alert the police.

      Whether she also had a duty to warn potential victims, it seems to me, depends on facts we simply don't know. Fenton could not reasonably have been expected, for example to notify every theater in Colorado that intended to play the Batman movie that her patient might stop by for a bit of mass murder.

      But if Holmes identified the theater to Fenton, then (again only if Holmes communicated all of the above to Fenton) I think she also had a duty to at least contact the theater management as well as the police (though one assumes that the police would have contacted the theater as well -- then again, I am not certain one can assume anything where the police are concerned (sorry, I have done a fair amount of criminal defense work. There are great cops, good cops and cops that are...well...not so much...)

    • 10 months ago
  • TBoneSteak
    • +3
      TBoneSteak  
    • cztheday:

      Wonderful, informed comment, obviously
      from a legal professional (you not only said
      that you were "in trial", but it's obvious from
      your grasp of the legal issues in Tarasoff-type
      obligations in Colorado.

      Thanks so much for researching all of this
      and for weighing in with such depth and
      breadth of info.

      I agree that Dr. Fenton is in a very precarious
      position, and I'd not want to be in her shoes
      even trying to sort through session notes and/or
      recordings.

      If the defendant communicated anything about
      his delusional content with respect to Batman/The Joker,
      or even an obsessive interest in the film to be shown,
      the psychiatrist again must be accountable for why she
      failed to take that information seriously to the extent that
      she didn't take some measures to hospitalize her patient.

      There's such a fine line between what is and is not
      considered aberrant in terms of "dangerousness to self or
      others", but usually there are irrational indicators that just
      can't be ignored.

      I learned so much from your comment, so must thank
      you again on my behalf, as well as that of the Current
      community for enhancing the discussion.

      Thanks,
      TBone

    • 10 months ago
  • Vic_Romano
  • common_sense_please
    • +3
      common_sense_please  
    • As a social worker I am familiar with Tarasoff -- but this is a tough one because the fact he mailed her the notebook may mean he finally trusted his counselor enough to save him from himself and it was a fluke it did not arrive before he went on the rampage. Thus the counselor may have had some indication of planning but was waiting for him to tell the whole plan and now has to deal with the ramifications of should something have been said when the plan seemed like only delusional ramblings?

    • 10 months ago
  • TBoneSteak
    • +3
      TBoneSteak  
    • common_sense_please:

      You, as a social worker, have
      an understanding of the struggles that a
      psychotherapist faces as to whether or not to
      invoke Tarasoff. Thanks for responding about
      the special case of the notebook, which is another
      link to the chain of this tragedy that it went undetected
      until after the massacre.

      It's also of significance that Dr. Fenton, who was the
      psychiatrist for James Holmes, not only specializes
      in schizophrenia, but is the head of the University
      student mental health services.

      What's also of significance to me is that the original (1974)
      Tarasoff defendant (a man from India who was studying
      at UC Berkeley) had been treated for schizophrenia.

      A subsequent case in New York state extended
      a therapist's duty to warn under Tarasoff to also
      protect the victim (as did the 1976 Tarasoff ruling
      in California).

      Thanks again for your comment. Below is the original legal
      citation for Tarasoff (1976).

      Tarasoff v. Regents of the University of California,
      17 Cal. 3d 425, 551 P.2d 334, 131 Cal. Rptr. 14 (Cal. 1976),

    • 10 months ago
  • OlBlue
    • +3
      OlBlue  
    • This is a tough one. I guess, with this policy, the upside is that the patient may get more help sooner. If the shrink can't "fix" him/her, then more intervention is warranted. I don't see much of a down side.

    • 10 months ago
  • TBoneSteak
    • +4
      TBoneSteak  
    • OlBlue:

      Thanks, OlBlue, for raising the issue of the
      prevention of acts of violence/destruction
      by a psychotherapy client. Not only is the
      "duty to warn" viewed as essential to protect
      specific persons or groups of persons, but it
      is also to protect the client who has lost the
      apparent ability to think/behave rationally.

      The necessary actions required to discharge
      the duty to warn also vary from state to state.
      For example, in California the duty is discharged
      when the psychotherapist makes reasonable efforts to
      communicate the threat to the victim and to law enforcement
      while Delaware law provides that the therapist may notify
      law enforcement and the victim or arrange for the hospitalization
      of the patient as an acceptable means of discharging the duty to warn.

      Many states do not designate the acceptable mode of intervention,
      thus leaving the psychotherapist in a position of determining the most
      appropriate contact to prevent harm while limiting the disclosure to
      the smallest number of persons.

      Here's the reference for the original statute:

      Tarasoff vs. Regents of the University of California, 551 P2d 334 (1976).

    • 10 months ago
  • Vic_Romano
    • +3
      Vic_Romano  
    • I'm no lawyer, but the Tarasoff case was decided in California. Colorado may have different laws altogether on how that kind of liability is determined.

    • 10 months ago
  • TBoneSteak
    • +3
      TBoneSteak  
    • Vic_Romano:

      Thanks for raising the question about
      the extension of Tarasoff to other states.

      While most states now have some provision for the
      "duty to warn" generated by Tarasoff v. Regents of the
      University of California, there is some variation as to
      the type of threat that demands disclosure.

      Some states (Wisconsin, Delaware, Washington, Nebraska)
      require disclosure to prevent a general threat to the public
      at large. Other states permit disclosure only on the basis
      of a threat to harm a specific person or group of persons.
      Colorado is among this group, as well as Louisiana,
      Michigan, Missouri, Vermont, and New Jersey.

    • 10 months ago
  • Vic_Romano
    • +3
      Vic_Romano  
    • TBoneSteak:

      It's an interesting topic for discussion, but I feel way out of my league here. There's one lawyer that I know of here who makes great contributions. Perhaps he'll share some of his knowledge too.

      I, however, tend to side with Progresshiv below with regards to professional confidentiality. It's bad enough that there's such a social stigma attached to mental disorders which deters people from seeking help. I'd hate for the few mental health professionals we have available to shut their doors for fear of lawsuits.

    • 10 months ago
  • TBoneSteak
    • +3
      TBoneSteak  
    • Vic_Romano:

      You raise an important point about
      "frivolous lawsuits" affecting the mental
      health profession adversely. As with the
      other branches of medicine that have
      been beleaguered by inordinately high
      costs for malpractice insurance, and often
      driven out of business by "frivolous" litigation,
      the mental health profession has begun to
      suffer the same fate in recent years.

      Many seasoned practitioners just raise their hands
      and "surrender" to the marketplace as it's much too
      unwieldy and far too stressful to have to deal with
      a defensive style of practice [to avoid litigation] along
      with the added stress of an already demanding
      professional guild.

      Just imagine being the shrink who may have
      heard those bizarre disclosures from the
      unraveling mind of the Aurora shooter!

    • 10 months ago
  • cpad
  • Progresshiv
  • TBoneSteak
    • +4
      TBoneSteak  
    • Progresshiv:

      Thanks for your careful thought to the article.

      But the whole point of the Tarasoff ruling is that
      the law requires that mental health professionals
      break confidentiality/privileged communication to
      report if they're convinced the patient is going to
      do harm to others, as well as to take steps to
      ensure that those in danger are protected.

      There are no ifs, ands, or buts about it. A doctor
      'MUST' report to authorities and the victim(s).

      At the point that danger to others is suspected, it's
      no longer a question of the patient's "trust" in the
      doctor to maintain secrecy. The larger ethical and
      legal issue is the doctor's role in protecting society.

      If this young man was so far gone (into his psychosis)
      that he mailed the doctor his notebook elaborating
      the crime, he was--in effect--crying out for help in
      his own way.

    • 10 months ago
  • Incredulous
    • +3
      Incredulous  
    • TBoneSteak:

      Interesting....of course the Tarasoff ruling was never implemented in the case of Cho at Virginia Tech either, and then there was the whole fiasco about his mental health records disappearing. The Washington Post concluded that the entire process for reporting was so disorganized, that no one person every really knew enough about the shooter to sound the alarm, notwithstanding, there had been multiple alarms sounded by faculty, staff and students who dealt with him in classroom situations....which together with the disappeared records, led some to allege a cover-up.

      One of the interesting things that comes up, if you read the report commissioned after the shootings by then governor of Virginia Tim Kaine, is that Cho had a history of mental/emotional health problems dating back to early childhood and his elementary and high school years, but none of that information went with him to Virginia Tech. During his pre-college school years, he had been given special education services for mental/emotional health issues, but came to Virginia Tech without any of that support, or any information about his previous need for that support. The reason that information did not come with him was linked back to interpretations of federal laws governing the release of information concerning disabilities. The question arises as to whether or not the emotional stress of attending college, very much on his own, was more than he could cope with, without those services. His academic performance was very high, also not unlike Holmes. I wonder if similar information about Holmes will surface. While the panel commissioned by Kaine noted that disclosure of a disability is entirely voluntary, and that the issue is of great importance, they did not follow up by making a recommendation....and here we are again in 2012, possibly revisiting the same issue, with disastrous consequences.

      The Kaine report is a pdf on the internet listed under the following title:
      "Chapter IV MENTAL HEALTH HISTORY OF SEUNG HUI CHO"

      The Washington Post article:
      http://www.washingtonpost.com/wp-dyn/content/article/2009/08/19/AR2009081902380....

      Allegations of a university cover-up:
      http://www.naturalnews.com/026682_Chi_health_shooting.html

    • 10 months ago
  • TBoneSteak
    • +1
      TBoneSteak  
    • Incredulous:

      Don't know what happened to my
      original response thanking you for this very
      thorough discussion of the Virginia Tech tragedy,
      and the shooter, Seung Hui Cho.

      I wasn't aware of Cho's mental health history at all,
      or [then] Governor Kaine's commission and findings.

      Thanks for providing the links, and your summary.
      Outstanding.

    • 10 months ago
  • Incredulous
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